A MODEL FOR AUTOMATING THE LIBRARY AND INFORMATION SERVICES AT THE VIETNAM NATIONAL UNIVERSITY, HANOI

Nguyen Huy Chuong
Ton Quoc Binh

Library and Information Center (LIC)
Vietnam National University
Hanoi, Vietnam
Fax: 84-4-8586635

The current situation at the member libraries within the Vietnam National University, Hanoi shows only minimal use of information technology. There are only a few PC's for each library and there is no network to link them. The databases contain only a small number of records and these have been entered using different versions of CDS/ISIS. No standard format or data structure is used in all of the libraries. In order to deal with some of these issues, the Library and Information Center (LIC) is developing guidelines which will determine a standard data structure based on UNIMARC. This standard data structure will be used to develop a database for all activities including cataloging and classification, circulation, online patron access catalog (OPAC), and acquisitions. These guidelines will also enable the library to apply the latest IT developments especially Internet technologies. The LIC has chosen the MS SQL Server as the Relational Database Management System (RDBMS) for the integrated database system and it has designed and implemented the basic modules of the system. The LIC has also launched a monthly electronic bulletin and has offered some multimedia services. The American Collection Room, the Reference Room and the Serials room have been set up as open stacks. Over the next several years the LIC plans to upgrade its IT infrastructure which includes completing the installation of local networks using database servers and Web servers for all the branches. A large IT center will be created at the LIC's headquarters with powerful servers for database, electronic mail and web services. Standards for technical processes will be developed compliant with UNIMARC, keyword and subject headings lists will be created, and the Dewey Decimal Classification will be used to arrange materials in open stacks to provide easier access for users. The LIC's information resources will be enriched by collecting electronic materials from the Internet and other sources using web technology. Integrated library software modules will be improved and completed and bar-codes and magnetic security strips will be used in managing library materials and in circulation. These advancements will lead the Library and Information Center into the 21st century. 1. OVERVIEW OF THE AUTOMATION SITUATION IN VIETNAMESE UNIVERSITY LIBRARIES AND AT THE VIETNAM NATIONAL UNIVERSITY, HANOI IN PARTICULAR

Currently, the information-library facilities in most of Vietnam's universities are still in the early stages of the computerization process. In most libraries, the tasks like technical processing and servicing have not changed much in years. They are still manual, passive and closed in the administrative management. Very few services are provided and most of them are the traditional functions of the library of the past.

Compared with other libraries, those in the universities and research institutes have more acquisitions and are better organized. However, they are not good enough to be compared with those in countries in the region like Malaysia, Thailand, Singapore... especially in the field of modern technology application. This can be seen clearly in a number of areas: the database development, the quantity and quality of the computer equipment used, the bibliographic data interchange among domestic libraries and with international libraries.

The need to develop a database to computerize the circulation system has been advanced recently by some libraries in Vietnam and it has been carried out in different forms and models. Most libraries use the CDS/ISIS system (developed by UNESCO for developing countries) with different versions to build a bibliographic database for their collections. This is a very important start in the process to automate all library operations, which can contribute to helping readers locate the wanted library items. However, the CDS/ISIS software does have some disadvantages, for example:

• It is difficult for users. It has an unfriendly user interface. Users must be well-trained in order to be able to use it.

• It does not belong to the standard client/server Relational Database Management Systems (RDBMS). It can not directly exchange data with other relational databases of different types. This makes it difficult to exchange items among libraries and/or to coordinate among sections in a library.

• It can not manage the published issues using modern technology in the time of wide-distributing information (electronic newspaper, magazines, etc.)

The greatest defect in database development is that the data structures are different and the attributes chosen are not uniform. There has been no national standard for cataloging and classification. On the other hand, computerized bibliographic databases are just being developed so there are only a few records currently entered.

In the area of computer equipment, generally, each library has a few personal computers that are used mainly for administrative purposes. In only a few places, are computers used to help readers in circulation. Very few libraries have computer networks and, if they do, they are simple local area networks with an Intel-based server containing common files. There is absolutely no network among university libraries.

Poverty in infrastructure and database organization is the most important reason for this situation. There is little bibliographic information exchange among libraries in universities and institutes, even in a city like Hanoi. And the exchange of data with countries in the region and in the world is really impossible.

The Library and Information Center of the Vietnam National University was established in February 1997 from the libraries of 3 members of VNU -- Hanoi University, Hanoi Teacher's College, and Hanoi College for Training Teachers of Foreign Languages. It was at a low level of development in Information Technology (IT). Of the more than 600,000 items, there were only about 15,000 records in the database. The quality of the information in the database was also a problem. For many years, the finances for the annual acquisition of new materials has been just sufficient for domestic educational books and reference materials. Most foreign books and magazines are old. They were acquired in the early 1980s or even before 1980. Consequently, libraries have failed to fulfill one of the most important functions of a university library - the provision of up-to-date scientific information for teachers, researchers, and students in their last year at the university.

2. MAIN DEVELOPMENTS IN COMPUTERIZING LIBRARY INFORMATION SERVICES AT THE LIC

In the new development stage of Vietnam, knowledge and information are becoming more and more important resources - one of the main motives for the economic development. VNU, one of the leading multi-faculty research and training centers in Vietnam, bears a heavy responsibility in developing human resources for the nation. The Library is the key to knowledge. The Library and Information Center, VNU, therefore, is facing great demands and challenges.

Being aware of the importance of the Information-Library in teaching and education, the leaders of VNU have paid attention to the LIC since it was established. The Center has received excellent start-up financial support (350,000 USD in the fiscal year 1997 and estimated to reach 600,000 USD in the fiscal year 1998). It is essential for the Center to choose the correct direction to develop in to make the most of the university's investment and to build a modern Library and Information Center to meet the immediate and long-term demands of the students, faculty and researchers.

The main duties of any library and information center are: selecting, acquiring, organizing and classifying the knowledge and information items in any format (books, magazines, audio and video records, computer files, etc.) in order to provide users with abundant information services. Formerly, the main operations of a traditional library were manual ones to circulate publishing issues. The recent rapid development of information technology has caused revolutionary changes in publishing, issuing and exchanging information. Together with "database" and "multimedia reading room", the terms "electronic books" and "virtual library" have become familiar.

Automation of technical processes and user services is in just the early stages of the development process to create a modern library. The global computer network to provide access for on-line bibliographic information searching and the full-text delivery of requests will gradually changing the way work is performed in a library.

The most important advantage which the "information age" has made for the Library might be the following: the information that a library can provide is not limited to the items that the library has physically. In other words, patrons from a library, can access any modern library in the world through the World Wide Web.

This situation has provided the LIC with great challenges as well as favorable opportunities for development. The distance between the leading libraries in the region as well as in the world is step by step shortened, and the center is taking steps to integrate into the global library system.

The Master Plan for the operations of the LIC is defined by the Center's Board in following areas:

• Develop standards for technical processing (data structure, subject heading lists, classification rules, keyword dictionaries, etc) to ensure that logical arrangement is used in organizing the book stacks, circulation is facilitated and the external exchange of bibliographic information is possible.

• Use library technology standards and the available computer systems to computerize the library and improve the quality of the traditional services. The main purpose of this is to develop an integrated database for all tasks of the library. It will be based on a modern and standard database which is easy to coordinate with other technologies and to be expanded or improved. Data for such library tasks as: acquiring, cataloging, classifying, and serving readers in circulation as well as other administrative management operations needs a united database. Such a database will improve the use value for the current items and increase the quality of the library. Developing a standard data structure based on UNIMARC will ease the bibliographic information exchange with other domestic and international libraries. A standard database management system will ensure the later upgrading of the database.

• Develop the IT infrastructure, using it as the most important motivation factor in the process to modernize libraries. Establish a LAN in every section of the Center and gradually form the WAN (wide area network) for the whole center. In each branch library, student hostel, class area and each important administrative section, there will be a LAN to serve readers. These LANs will be connected together and to a main LAN in the headquarters of LIC. This LAN is a gate to the internal and external networks, and also a gate to access the Internet for VNU.

• Use the latest developments in Information Technology, especially the Internet to improve the quality of the collections and the information services in the modern library. Taking into account the fact that there are more and more electronic items the LIC should establish virtual libraries, and organize electronic books and magazines stores as well as the audio and video records on the Web Server to serve various kinds of readers with abundant accessing methods. In fact the electronic resources may replace the traditional information carrying objects such as scientific books and magazines since they may no longer be issued physically due to high costs and delays in distribution.

• Develop access to on-line CD-ROM banks to provide delivery of full-text documents upon request.

3. SOME RESULTS ACHIEVED BY LIC DURING LAST YEAR

Based on the guidelines defined above and with a small initial investment, the LIC has done the following things in its first year of existence:

Complete the first phase of setting up the computer system.

At the Thuong Dinh area (the location of the branch library for the College of Social Sciences and Humanities and temporarily the headquarters of the LIC), a complete LAN (with 1 HP NetServer and 20 PCs) was built. All the departments for technical processing and circulation were equipped with computers which were connected to the main server in a hierarchical network. A multimedia service room was set up here with 8 networked multimedia PCs and other modern audio-video equipment. At each site of the other branches of LIC (College for Teacher Training, College of Foreign Languages, resident district for students at Me Tri) 4-6 PCs were provided which were connected together to form peer-to-peer networks.

Centralize the technical processing works.

As mentioned above, the LIC was formed from the merger of the library facilities of three initial member university and colleges (University of Hanoi, Hanoi Teacher College, Hanoi College for Training Teachers of Foreign Languages). At this time each individual library has its own book collections and its own circulation system. Technical processing (acquisitions, cataloging and classification) is carried out separately and under different rules and procedures, especially those dealing with cataloging and classification. In order to form a unified database of materials for the whole VNU and to avoid wasting money and human resources from the duplication of work, LIC will centralized the departments dedicated to acquisitions, cataloging and classification which are responsible for the technical processing of all materials for the LIC before they are moved to the book stacks at each branch.

Form an integrated database system based on a standard client/server Relational Database Management System (RDBMS).

Before the foundation of the LIC, a considerable number of bibliographic records of materials (about 15,000 records) were stored in the separate databases of the member libraries. These records were stored and managed by CDS/ISIS - the most popular library database management system in Vietnam until recent time. This software has made a major contribution to the use of computers in library activities by helping users to find out the bibliographic information much faster than by the traditional methods. But now CDS/ISIS can not meet the needs of the client/server RDBMS, which can operate robustly and reliably in the local area network (LAN) as well as in the wide area network (WAN) environments and can be easily integrated with other latest information technologies (e.g. Internet technologies).

The LAN built at Thuong Dinh area is using MS Windows NT 4.0 as the network operating system installed on a HP NetServer LD with the Intel Pentium Pro 200 processor. This configuration is acceptable for the first period when the size of the database of LIC is not very big. The RDBMS Microsoft's SQL Server 6.5 is chosen as the basic platform for all main applications of the LIC for the time being. The reasons for this choice are: the MS SQL Server can operate perfectly in the Windows NT environment, it is capable of managing medium-sized databases and it is able to be well integrated with the Microsoft Webserver software IIS (Internet Information Server) to provide the information services for a broad range of patrons using Web browsers.

On the issue of the structure of bibliographic records, the data structure remains the one used in CDS/ISIS, since the new standard form for the input sheet is still not defined. A program for converting the existing records from CDS/ISIS into the format for MS SQL Server has been written to be able to use the records created before. Taking into account the needs of exchanging library information with some other libraries whose databases are managed by CDS/ISIS, LIC has also developed another utility for converting the available data from the format of MS SQL into the CDS/ISIS format.

Outline the total design and complete some basic modules of the LICs integrated library software.

All activities of a library and information center, i.e., acquisitions, cataloging, classification, circulation and other administrative management works have close relations to each other, with respect to their functionalities and common data. Therefore, the LIC needs an integrated library program system. An alternative such as purchasing off-shore software from a foreign company can be considered. But besides the advantages which a professional product from abroad can offer, some real disadvantages are clear: high initial cost, a product not quite suitable for the current development of the LIC and dependence on a foreign provider for the maintenance and upgrades. These are the main reasons that the LIC decided to work with a local Vietnamese software company to write integrated library software. Up to now, a total design has been defined and the first version of some of the basic modules are already available to help the main activities of technical processing and information services in the LIC. The activities available include patron identification cards, registration of materials, cataloging, classification, management of reading rooms and circulation. The principal data is stored and managed by MS SQL Server 6.5. The graphical user interfaces are running on the MS Windows PC.

Set up the LICs own Website

An electronic bulletin board has been set up in order to inform about highlighted activities at the Vietnam National University especially those activities and services provided by the LIC. The electronic bulletin board is based on Microsoft's Webserver software Internet Information Server 3.0 and it runs on a NT server machine. The content of the electronic bulletin board is updated regularly and offers Web-based information services to the remote patrons who can access the Website over telephone lines.

Offer Multimedia services

Set up some open stacks.

In order to enable patrons to directly access the materials they need, some open stacks have been set up at the Thuong Dinh area (the branch library of the College of Social Sciences and Humanities). The open stack area includes the American Collection Room, the Reference Room and the Periodicals Room.

4. MAIN GOALS OF THE LIC TO THE YEAR 2000

• In the coming years, the IT infrastructure of the LIC will be upgraded -- Complete the local networks including database servers and web servers for all the branches.

• Create a large IT center with powerful servers for databases, electronic mail and web services at LIC headquarters. This center will be the heart of the LICs WAN and the main access point to the Vietnam National University, Hanoi from the Internet and other Intranets.

• Standards for technical processing will be established.

• Suitable data format and input forms will be determined which are compliant with the international standard UNIMARC

• Develop and edit a keyword dictionary and subject headings list.

• Use the Dewey Decimal Classification to arrange materials in open stacks so the users can browse and have easier access to the materials

• The LICs information resources will be enriched by collecting electronic materials from the Internet. Other information services and links to materials will be provided through the use of web technology.

• Modules in the integrated library software will be improved and completed.

• Bar-codes will be used in circulating library materials and magnetic security stripes will be used in managing the retention of library materials.

New Information Technologies will be integrated into the library system to serve the library users as they emerge and become available. This will help the library system of the Vietnam National University, Hanoi to move into the 21st century with good library service and a good library system.